Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01021 | 02/02/2021 | Claimant(s): Kirk Balin Claimant Lawyers(s): Kurt T. Kalberer II Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | $0 | |
| 20-01593 | 02/02/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lion Street Financial Respondent Lawyers(s): John Burmeister Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | $0 | |
| 20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey M. Allen Hearing Site: Salt Lake City, UT | $0 | |
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen Claimant Lawyers(s): Stephan Louviere Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | $0 | |
| 20-03393 | 02/02/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Patrick Carberry Respondent Lawyers(s): John F. O'Riordan Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | $0 | |
| 19-01232 | 02/02/2021 | Claimant(s): Monte G'Sell, Monte Land G'Sell Revocable Living Trust Claimant Lawyers(s): Nelson S. Ebaugh Respondent(s): Thomas Badgett, TradingBlock Respondent Lawyers(s): Martin Schexnayder Arbitrator(s): Sherry R. Wetsch, Maryanne M. Esser, Thomas Deon Warner Hearing Site: Houston, TX |  | $147,642 |
| 20-02886 | 02/02/2021 | Claimant(s): George Franklin, Wanda Franklin Claimant Lawyers(s): Gavin Rush Respondent(s): AXA Advisors Respondent Lawyers(s): Jason A. Richardson Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn Hearing Site: Dallas, TX | | $0 |
| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum III Respondent(s): Pedro Bolano Respondent Lawyers(s): Pedro Luis Bolano Arbitrator(s): Theodore Haynes Hearing Site: Orlando, FL | $0 | |
| 20-01623 | 02/01/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | $0 | |
| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | $0 |