Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Edward Swigert Respondent Lawyers(s): David Jacobs Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin Hearing Site: Los Angeles, CA | ||
| 19-02368 | 03/05/2021 | Claimant(s): Daniel Dillard Claimant Lawyers(s): Bogdan Rentea Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Carlton A. Butler, Michael S. Yauch, Mark Ritchie Hearing Site: Houston, TX | ||
| 19-03389 | 03/05/2021 | Claimant(s): Allied Millennial Partners LLC Claimant Lawyers(s): Robert M. Bursky Respondent(s): John Raho Respondent Lawyers(s): Stuart N. Kaplan Arbitrator(s): Howard Alan Grinsberg Hearing Site: New York, NY | ||
| 20-01278 | 03/05/2021 | Claimant(s): Nora Castro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 20-01975 | 03/05/2021 | Claimant(s): Russell Abbott Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02040 | 03/05/2021 | Claimant(s): Daryl Hersch, Jeffrey Gordon Claimant Lawyers(s): Ronald Shindler Respondent(s): Celadon Financial Group LLC Respondent Lawyers(s): Paul M. Waldman Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02990 | 03/05/2021 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Mike West Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-03666 | 03/05/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Todd E. Ratner Respondent(s): Brian O'Neill Respondent Lawyers(s): Brian O'Neill Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 19-00999 | 03/05/2021 | Claimant(s): Emily Sandusky Claimant Lawyers(s): Richard Gerace Respondent(s): David Lerner Associates., Jeffrey Zelka Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA |  | Expungement |
| 20-00007 | 03/05/2021 | Claimant(s): Ruth Hallett Claimant Lawyers(s): Ruth Hallett Respondent(s): Martin Moy, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY | | $0 |