Potomac Analytics' Logo

FINRA Awards

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4,321-4,330 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0335703/25/2021Claimant(s): Terlink
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): David C. Redford, Stephanie E. Simmons, Kevin Colby
Hearing Site: Houston, TX
Checkmark Icon$0
20-0104003/24/2021Claimant(s): Arturo Torres
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Usaa Investment Services Company
Respondent Lawyers(s): Sarah Moffett
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
20-0214003/24/2021Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0218703/24/2021Claimant(s): Donald Adkins
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
20-0220203/24/2021Claimant(s): Scott Tiras
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
20-0246503/24/2021Claimant(s): Jordan Waring
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Thomas E. Hommel
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
20-0254303/24/2021Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
20-0290803/24/2021Claimant(s): Mamode Oozeerall Oozeerally
Claimant Lawyers(s): Jennifer Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0302103/24/2021Claimant(s): Hector Gonzalez
Claimant Lawyers(s): Viviana I. Gonzalez-Irizarry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
20-0324703/24/2021Claimant(s): Steven Dick
Claimant Lawyers(s): Matthew G. White
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Brian G. Mooney
Hearing Site: Nashville, TN

22,017 Results

Display: