Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham Claimant Lawyers(s): Kurt T. Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA | ||
| 20-03492 | 04/16/2021 | Claimant(s): Luke Chimes Claimant Lawyers(s): Taylor E. Darcy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E Shuck Hearing Site: San Diego, CA |  | $375 |
| 21-00797 | 04/16/2021 | Claimant(s): Wynn Family Protection Trust Claimant Lawyers(s): Daniel J Broxup Respondent(s): Jaime Westenbarger Respondent Lawyers(s): Jaime Michael Westenbarger Arbitrator(s): Sandra Franklin Hearing Site: Detroit, MI | | $259,524 |
| 20-01374 | 04/15/2021 | Claimant(s): Louis Rusinowitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | ||
| 20-02145 | 04/15/2021 | Claimant(s): Richard Sica Claimant Lawyers(s): Irwin Weltz Respondent(s): Financial Square Partners Respondent Lawyers(s): John Polanin Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 20-02467 | 04/15/2021 | Claimant(s): Martin Shafiroff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Thomas E. Hommel Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-02580 | 04/15/2021 | Claimant(s): Kelly Kidwell Claimant Lawyers(s): Frances Menzer Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-02898 | 04/15/2021 | Claimant(s): Kevin Keith Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 20-02545 | 04/14/2021 | Claimant(s): John Caroli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 20-03062 | 04/14/2021 | Claimant(s): Robert Ferrari Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ |