Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02319 | 06/16/2021 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Scott A. La Porta Respondent(s): Daniel Ascani Respondent Lawyers(s): Daniel Leonard Ascani Arbitrator(s): Scott Manker, Gary Frederick Birnberg, Brian Arthur Rubino Hearing Site: Boca Raton, FL | ||
| 20-02483 | 06/16/2021 | Claimant(s): Richard Michalski Claimant Lawyers(s): Thomas McEvoy Respondent(s): Casimir Capital L.P. Respondent Lawyers(s): William Poon Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY | ||
| 20-03123 | 06/16/2021 | Claimant(s): Timothy Tremblay Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-03545 | 06/16/2021 | Claimant(s): Adam Padro Claimant Lawyers(s): Adam Padro Respondent(s): BB&T Securities Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): James Gregory Yawman, DeAndra Roache, George Thomas Doran Hearing Site: Baltimore, MD |  | $0 |
| 19-02858 | 06/15/2021 | Claimant(s): Barney Greengrass Claimant Lawyers(s): Ethan A. Brecher Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Gene L. Small Arbitrator(s): Joseph J. Arata, Nicholas J. Donohue, James M. Rhodes Hearing Site: New York, NY | ||
| 20-01971 | 06/15/2021 | Claimant(s): Weild & Co. Claimant Lawyers(s): Elliott M. Kroll Respondent(s): Tradesman Program Managers Respondent Lawyers(s): Mitchell Schuster Arbitrator(s): Ted M. Rosen, Paul J. Camilleri, Anthony Michael Sabino Hearing Site: New York, NY | ||
| 20-02590 | 06/15/2021 | Claimant(s): Richy Scoggin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02736 | 06/15/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Eplanning Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Frances Menzer Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA |