Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00946 | 06/04/2024 | Claimant(s): Jasmin Gentling, Peter Gentling Claimant Lawyers(s): John B Veach Respondent(s): John Wolf, Cornerstone Financial Planning Respondent Lawyers(s): Elizabeth L. Winters Arbitrator(s): Richard H. Potter, Charles L.A. Terreni, Silvia Maria Rossbach Rheinbolt Hearing Site: Charlotte, NC |  | $613,825 |
| 23-00477 | 06/04/2024 | Claimant(s): Nathan Plumb Claimant Lawyers(s): Jonathan W. Hackbarth Respondent(s): Betty Custer, James Custer Respondent Lawyers(s): Lester A. Pines Arbitrator(s): David J. Hase, Michael S. Jordan, Matthew Fisher Hearing Site: Milwaukee, WI | ||
| 23-02866 | 06/04/2024 | Claimant(s): Paul Nitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Phyllis Karasov Hearing Site: Des Moines, IA | ||
| 22-01714 | 06/04/2024 | Claimant(s): Chad Karl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WRP Investments. Respondent Lawyers(s): James C. Browning Arbitrator(s): Kevin R. Zehe Hearing Site: Pittsburgh, PA | ||
| 23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 23-02660 | 06/04/2024 | Claimant(s): Gabrielle Turner, Robert Turner Claimant Lawyers(s): Gabrielle Turner Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Andrew Melnick Arbitrator(s): Jonathan Polland Hearing Site: San Francisco, CA | | $0 |
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-00814 | 06/03/2024 | Claimant(s): Sherry Lautares Claimant Lawyers(s): Charles O'Rourke Respondent(s): Morgan Stanley, Mark Rosenberg Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire Hearing Site: Boca Raton, FL | | $0 |
| 24-00244 | 06/03/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Ryan Stoner Respondent Lawyers(s): Ryan Scott Stoner Arbitrator(s): Marcia Bonita Gevers Hearing Site: Chicago, IL |