Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03015 | 10/20/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-04121 | 10/20/2021 | Claimant(s): Shelby Fink Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard W. Dissen Hearing Site: Louisville, KY | ||
| 21-00439 | 10/20/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 21-00559 | 10/20/2021 | Claimant(s): William Bell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN | ||
| 21-00897 | 10/20/2021 | Claimant(s): Thomas Cosinuke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Montpelier, VT | ||
| 20-02338 | 10/20/2021 | Claimant(s): Suzanne Spaner Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond Hearing Site: Atlanta, GA |  | Expungement |
| 19-02344 | 10/20/2021 | Claimant(s): Mark Berens Claimant Lawyers(s): Brian E. Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Esther Cho Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | $0 |
| 20-02278 | 10/19/2021 | Claimant(s): Christopher Scroggins Claimant Lawyers(s): Avi Rosenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 20-03790 | 10/19/2021 | Claimant(s): Mary LaPlante Claimant Lawyers(s): Mary LaPlante Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul R. Klein Arbitrator(s): Kenneth R. Starr, Brian Michael Kane, Niels Patrick Murphy Hearing Site: Jacksonville, FL | ||
| 21-01007 | 10/19/2021 | Claimant(s): Edward Rupertus Claimant Lawyers(s): Robert Kerrigan Respondent(s): Christ Baltas Respondent Lawyers(s): Christ Elias Baltas Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | | $14,420 |