Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02868 | 06/13/2024 | Claimant(s): Ankit Sahu Claimant Lawyers(s): Peter Lindholm Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 23-02993 | 06/13/2024 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Vaughn Norman Browne, Howard Alan Grinsberg, Jonathan Abrams Hearing Site: New York, NY | ||
| 22-02250 | 06/13/2024 | Claimant(s): Daniel Voigt, Lauren Voigt Claimant Lawyers(s): Daniel Voigt Respondent(s): Lion Street Financial Respondent Lawyers(s): Max C. Rudolf Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters Hearing Site: Denver, CO |  | Expungement |
| 23-02789 | 06/12/2024 | Claimant(s): Kyle Gardner Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): SCF Securities. Respondent Lawyers(s): John T. Unger Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02886 | 06/12/2024 | Claimant(s): Amber Stream Claimant Lawyers(s): Robert Moses Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA | ||
| 23-01877 | 06/12/2024 | Claimant(s): Rey Medina Velez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Russell Del Torro Parra Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 22-01587 | 06/11/2024 | Claimant(s): Nicholas Takahashi Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Michael G. Clark, Robert B. Hansohn, Jack R. Goetz Hearing Site: Los Angeles, CA | ||
| 22-01119 | 06/11/2024 | Claimant(s): Mark Hebert Claimant Lawyers(s): Jonathan S. Sack Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Jonathan B. Gilbert, James Michael Belk, Douglas Alan Lawson Hearing Site: Charlotte, NC | ||
| 22-02590 | 06/11/2024 | Claimant(s): Manuel Melendez Claimant Lawyers(s): Debra A. Jenks Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Boca Raton, FL | ||
| 23-01415 | 06/11/2024 | Claimant(s): David Brodsky Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA |