24-00039 | 06/18/2024 | Claimant(s): Luca Laino Claimant Lawyers(s): Peter Lindholm Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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21-01022 | 06/18/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Henry Chang Respondent Lawyers(s): Henry Chia-How Chang Arbitrator(s): Mario H. Metzger, Kirtley M. Thiesmeyer, Daniel Lawrence Pearlman Hearing Site: Los Angeles, CA
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23-03015 | 06/18/2024 | Claimant(s): Thomas Scheiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independence Capital Co.. Respondent Lawyers(s): Dennis C. Twarogowski Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH
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22-02539 | 06/17/2024 | Claimant(s): Simon Andriesz Claimant Lawyers(s): Neal Brickman Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison Hearing Site: New York, NY
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23-02267 | 06/17/2024 | Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): J.P. Morgan Securities LLC Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Joseph Benalt, Nanci Sondra Landy, George H Tucker Hearing Site: Boca Raton, FL
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23-02684 | 06/17/2024 | Claimant(s): Jacob Solomon Claimant Lawyers(s): Alex Padla Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): William A. Rome, John Michael Bergin, David Stein Hearing Site: New York, NY
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23-00294 | 06/17/2024 | Claimant(s): Lisa McAllister Claimant Lawyers(s): Elisabeth S. Gray Respondent(s): Jay Lanstein, Robert Gleason, Cantella & Co.. Respondent Lawyers(s): James P. Catalano, Jonathan W. Lanstein Arbitrator(s): Barbara Black, Robert William Copeland, Dustin Faeder Hearing Site: Nashville, TN
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22-02183 | 06/17/2024 | Claimant(s): Brad Rude, Eric Diton, Jon Price, Kevin Lydon, Kevin Murphy, Lon Hatton, Peter Sullivan Claimant Lawyers(s): Jonathan A. Korte Respondent(s): Morgan Stanley Respondent Lawyers(s): Meaghan VerGow Arbitrator(s): Will Murphy, Lori Lovgren, Stephen Robert Tiernay Hearing Site: Boca Raton, FL
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23-02612 | 06/14/2024 | Claimant(s): Jeffrey Lashley Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Katelyn H. Wilson Arbitrator(s): John W. Jones, David A. Schuler, Jeremy Deeken Hearing Site: Kansas City, MO
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23-02833 | 06/14/2024 | Claimant(s): Kevin Wright, Shay Scruggs Claimant Lawyers(s): Brent A. Burns Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sherry R. Wetsch, Robert C. Rice, Bill Ray Haley Hearing Site: Houston, TX
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