17-02682 | 07/08/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Michael Paesano Respondent Lawyers(s): David E. Robbins Arbitrator(s): Aubrey Lees, Howard Alan Grinsberg, Julia Kunina-Malladi Hearing Site: New York, NY
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23-02310 | 07/08/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Harrison Douglas. Respondent Lawyers(s): Doouglas W. Schriner Arbitrator(s): Adam Michael Porter Hearing Site: Denver, CO
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23-02957 | 07/08/2024 | Claimant(s): Brian Bernhardt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC
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22-02442 | 07/05/2024 | Claimant(s): Michael Pinkans Claimant Lawyers(s): Michael Scott Pinkans Respondent(s): Constance Snowden Capco, Robert Falato, Northern Trust Securities. Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): Alison Roberts Hardage, Susan S. Bentley, Joel F. Martineau Hearing Site: Tampa, FL
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23-00894 | 07/05/2024 | Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96 Claimant Lawyers(s): Carl F. Schoeppl Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein Hearing Site: Boca Raton, FL
| | $0 |
20-00455 | 07/03/2024 | Claimant(s): Christina Aitchison, Thomas Aitchison, Christina S. Aitchison IRA Account, Thomas M. Aitchison IRA Account, TM & CS Aitchison 1998 Revocable Trust Claimant Lawyers(s): Brandon S. Reif, Jon C. Furgison Respondent(s): Morgan Stanley, Jim Stephenson, Nicholas Rogers Respondent Lawyers(s): William D. Briendel Arbitrator(s): Ralph A. Cotton, Peter H. Daly, Kevin Francis Woodall Hearing Site: San Francisco, CA
| | Expungement |
23-02910 | 07/03/2024 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-02639 | 07/03/2024 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-02974 | 07/02/2024 | Claimant(s): Bradley Hargrave Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas E. Stagg Arbitrator(s): Edith M. Novack, Olugbenga Sopeju, Alan Steven Mittleman Hearing Site: Jersey City, NJ
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