| 22-01440 | 08/25/2022 | Claimant(s): Anita Frankel
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Seymour Cohen
Respondent Lawyers(s): Seymour Cohen
Arbitrator(s): Joyce Diane Campbell Priveterre
Hearing Site: New York, NY
|  | $383,158 |
| 20-02471 | 08/24/2022 | Claimant(s): Matthew Arbo
Claimant Lawyers(s): Robert G. Heim
Respondent(s): ProEquities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): Dallas Whitney Coffman, Richard W. Dissen, William Norton
Hearing Site: Augusta, ME
| | |
| 22-00298 | 08/24/2022 | Claimant(s): Jay Ambroson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gould, Ambroson & Associates Ltd.
Respondent Lawyers(s): Jay A. Ambroson
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 22-00507 | 08/24/2022 | Claimant(s): Ayad Amary
Claimant Lawyers(s): James P Galvin
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Louis P. Wagman, Hiren B Patel
Hearing Site: Philadelphia, PA
| | |
| 22-00761 | 08/24/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kristina J. Branstetter
Respondent(s): Lawrence Hubert
Respondent Lawyers(s): Lawrence James Hubert
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 22-00791 | 08/24/2022 | Claimant(s): Bears Western Enterprises
Claimant Lawyers(s): Barry A. Layton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
| | $0 |
| 22-00700 | 08/24/2022 | Claimant(s): Randie Rowell
Claimant Lawyers(s): Sean Sweeney
Respondent(s): NTB Financial Corporation
Respondent Lawyers(s): Frank W. Visciano
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
| | $27,034 |
| 21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Financial West Group, Madison Avenue Securities
Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 22-00411 | 08/23/2022 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Steven Gourley, Andrea Luise Halperin, Howard Clark Posner
Hearing Site: Los Angeles, CA
| | |
| 17-02514 | 08/23/2022 | Claimant(s): David S. Wehby and Christine J. Wehby
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Cor Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Edward R. Niederriter, Joseph Michael Librie, Erika Deutsch Rotbart
Hearing Site: Boca Raton, FL
| | $0 |
