| 06-05110 | 08/23/2007 | Claimant(s): Russell Jacobson, Amelia M. Jacobson, IRAs, Russell W. Jacobson IRAs, Russell W. Jacobson & Amelia Jacobson, Russell W. and Amelia M. Jacobson
Claimant Lawyers(s): Russell W. Jacobson
Respondent(s): Ellerd Tomte
Respondent Lawyers(s): Ellerd B. Tomte
Arbitrator(s): Christine C. DeMoss
Hearing Site: Minneapolis, MN
|  | $10,213 |
| 06-04809 | 08/23/2007 | Claimant(s): Nicholas Czuczko
Claimant Lawyers(s): Nicholas A. Czuczko
Respondent(s): Electronic Access Direct., Penson Financial Services.
Respondent Lawyers(s): Richard L. Barrett, Will S. Montgomery
Arbitrator(s): George M. Wiener, Timothy N. Will, Edward A. Trabin
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04173 | 08/22/2007 | Claimant(s): John Mera
Claimant Lawyers(s): Douglas W. Oldfield
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeffrey Silverman
Arbitrator(s): Ralph A. Cotton, Jonathan H. Krotinger, Osei J Adoma
Hearing Site: San Francisco, CA
| | |
| 06-04542 | 08/22/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Jason Wands
Respondent Lawyers(s): Jason A. Wands
Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum
Hearing Site: Raleigh, NC
| | |
| 07-00171 | 08/22/2007 | Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $3,289 |
| 07-00383 | 08/22/2007 | Claimant(s): Chizuko Shahzad and Syed Mobin Shahzad
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
| | $213 |
| 07-00818 | 08/22/2007 | Claimant(s): David Sepanik, Mary Sepanik
Claimant Lawyers(s): David Edward Sepanik, Mary Ann Sepanik
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
| | $325 |
| 06-00535 | 08/20/2007 | Claimant(s): Robert Dentice
Claimant Lawyers(s): Howard S. Meyers
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Jay S. Berke
Arbitrator(s): Joseph J. Leegan, Sanford S. Stevens, Russell Stine Heckler
Hearing Site: New York, NY
| | |
| 06-03185 | 08/20/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Elias Lopez-Hakimian
Respondent Lawyers(s): Daniel L. Hitzke
Arbitrator(s): Dennis A. Torres, Robert C. Albini, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
| | |
| 07-00817 | 08/20/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): Gregory R. Crochet
Respondent(s): William Evans
Respondent Lawyers(s): William Dexter Evans
Arbitrator(s): Barbara Marie Bantivoglio
Hearing Site: Columbia, SC
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