| 05-04204 | 09/20/2007 | Claimant(s): Duane V. Murff, Sr.
Claimant Lawyers(s): Michael Hufft
Respondent(s): Mark Harris, Banc of America Investment Services Inc.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): James C. Morrow, John W. Jones, Sherry L. Robinson
Hearing Site: Kansas City, MO
|  | $0 |
| 07-00725 | 09/20/2007 | Claimant(s): Pat Selman
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Gordon MacMillan
Hearing Site: Portland, OR
| | $0 |
| 06-03781 | 09/19/2007 | Claimant(s): Ronald Zander
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Samuel Solomon, Solomon Advisors
Respondent Lawyers(s): Samuel P. Solomon
Arbitrator(s): Dolores M Martin, J. Ken Lanyon, Catherine M. Norman
Hearing Site: Dallas, TX
| | $120,500 |
| 05-06393 | 09/19/2007 | Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 06-04315 | 09/19/2007 | Claimant(s): John Knaub, Lonita Knaub
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): ProEquities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): David M. Snyder, Darryl C. Wilson, Robert Giffen Collins
Hearing Site: Tampa, FL
| | $300 |
| 05-02001 | 09/18/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
| | $0 |
| 06-03425 | 09/18/2007 | Claimant(s): Nagai Rajendran
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Terrence H. Fraser, John E. Rothschild, Jeffrey P. Halperin
Hearing Site: New York, NY
| | $0 |
| 07-01034 | 09/18/2007 | Claimant(s): Big Apple Fuel.
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Timothy P. Davis
Arbitrator(s): James J. Fishman, Hilda H. Boas, Paul R. Walsh
Hearing Site: New York, NY
| | $0 |
| 05-00087 | 09/17/2007 | Claimant(s): L.H. Ross & Company.
Claimant Lawyers(s): Steven J. Shore
Respondent(s): Davis Lawrence, Donnell Allen, Gregory Fils-Aime, James Carr, James Pecoraro, Jay Capodiferro, Jeffrey Bello, Kendell James, Michael Joaquin, Nigel James, Safdar Mursalin, Samuel Roslow
Respondent Lawyers(s): Brett D. Zinner, Davis S. Lawrence, Donnell Allen, Gregory Fils-Aime, James J. Carr, James R. Pecoraro, Jeffrey R. Bello, Kendell James, Michael E. Joaquin, Nigel James, Safdar Mursalin, Samuel A. Roslow
Arbitrator(s): Daniel B. Berkson, Michael J. McAllister, Anthony George Gero
Hearing Site: New York, NY
| | |
| 06-02268 | 09/17/2007 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
| | Stipulated Award and Expungement |
