| 07-00346 | 10/22/2007 | Claimant(s): Robert Gloor
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Louis Mancinelli, Wayne Schultz, Your Money Matters Brokerage Services
Respondent Lawyers(s): Louis N. Mancinelli, Wayne A. Schultz, Wayne Schultz
Arbitrator(s): Seymour E. Hollander
Hearing Site: Newark, NJ
|  | $26,994 |
| 06-05082 | 10/22/2007 | Claimant(s): Anne Snyder
Claimant Lawyers(s): Ronald H. Jarashow
Respondent(s): A.G. Edwards & Sons., Robert Hopkins
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz
Hearing Site: Baltimore, MD
| | $0 |
| 06-03920 | 10/19/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald S. Kravitz
Respondent(s): David Kauffman
Respondent Lawyers(s): Matthew G. English
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Robert E. Witt
Hearing Site: San Diego, CA
| | |
| 07-00941 | 10/19/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Liu
Respondent Lawyers(s): John Young Liu
Arbitrator(s): Mary Ann Tunick
Hearing Site: Houston, TX
| | |
| 05-05807 | 10/19/2007 | Claimant(s): David and Louise Blumlo
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Pacvest Associates.
Respondent Lawyers(s): Robert K. Mann
Arbitrator(s): Judy A. Avey, James G. Gertz, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
| | $64,433 |
| 06-02742 | 10/19/2007 | Claimant(s): Robert Sam, North Star Basements., Karen K. Auksi-Sam, IRA
Claimant Lawyers(s): Robert Sam
Respondent(s): Edward Jones
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Ann Breen-Greco, David E. Neely, Lisa A Randall-Haag
Hearing Site: Chicago, IL
| | $0 |
| 06-02262 | 10/18/2007 | Claimant(s): Richard Kates
Claimant Lawyers(s): James A. Batson
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Richard D. Chusid, Herbert Z. Geiger, Jay L. Zelesnick
Hearing Site: New York, NY
| | |
| 06-05292 | 10/18/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kennth O'Connor
Respondent(s): Eric Nelson
Respondent Lawyers(s): Eric A. Nelson
Arbitrator(s): John F. Poole, Thomas L. Kennedy, John Manning Herr
Hearing Site: Boston, MA
| | |
| 07-02021 | 10/18/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Mark Evans
Respondent Lawyers(s): Mark A. Evans
Arbitrator(s): Robert A. Fabricant
Hearing Site: Boca Raton, FL
| | |
| 05-02521 | 10/18/2007 | Claimant(s): Brenda Caswell, Gail Carlson, George Finkbiner, Herbert Hansen, Jane Hoffman, Jane Kercheval, Joyce Alo, Kendall Kelly, Kenneth Caswell, Margaret Huyler, Marguerite Edwards, Ralph Carlson, Rosemary O'Donnell, Earl Kercheval, Elizabeth Hansen, Estate of Eileen McCardle, Antonio and Bernardina Augusto, Frederick and Diane Burmeister, Harold and Janet Bennett, Davison Rugs Profit Sharing Trust
Claimant Lawyers(s): Brian A. Carlis, Richard D. DeVita
Respondent(s): Royal Alliance Associates., Comprehensive Asset Mgmt and Servicing
Respondent Lawyers(s): Brian A. Carlis, Erika L. Altman
Arbitrator(s): Ronnie Edward Nichols, Robert T. Kelly, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
| | $125,423 |
