FINRA Awards for Nelson I. Fishman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00389	05/23/2012	Claimant(s): Mary Pukatch, William Pukatch Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Nelson I. Fishman Hearing Site: Tampa, FL		Stipulated Award
10-03036	01/04/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Michael Miller Respondent Lawyers(s): J. Benjamin Dick Arbitrator(s): Nelson I. Fishman Hearing Site: Richmond, VA
06-05082	10/22/2007	Claimant(s): Anne Snyder Claimant Lawyers(s): Ronald H. Jarashow Respondent(s): A.G. Edwards & Sons., Robert Hopkins Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz Hearing Site: Baltimore, MD		$0