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FINRA Awards for John Young Liu

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0094110/19/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Liu
Respondent Lawyers(s): John Young Liu
Arbitrator(s): Mary Ann Tunick
Hearing Site: Houston, TX

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