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FINRA Awards for David Kauffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0392010/19/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald S. Kravitz
Respondent(s): David Kauffman
Respondent Lawyers(s): Matthew G. English
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Robert E. Witt
Hearing Site: San Diego, CA

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