05-06247 | 11/26/2007 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Dale Johnson, James Tallant, John Pennington, Keith Shahan, Morgan Stanley DW Inc., Samuel Sloane, Susan Stroud Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Simeon R. Trotter, Malcolm W. Clarrissimeaux, Ted Martin Akin Hearing Site: Dallas, TX
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06-00880 | 11/26/2007 | Claimant(s): Jeffrey Carroll, UBS Financial Services Inc., Rebecca Gadus Claimant Lawyers(s): Jin-Ho Chung Respondent(s): Sammy Gordon Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Joann Peters, Bill M. Lamoreaux, Richard A Miller Hearing Site: Dallas, TX
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07-00009 | 11/26/2007 | Claimant(s): Eric Gauster Claimant Lawyers(s): Eric Robert Gauster Respondent(s): Citigroup Global Markets., Martin Parquette, Michael Parker Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): June Y. Kilmarx, Edward Joseph Boudreau, Joseph Charles Kennedy Hearing Site: Boston, MA
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06-01149 | 11/26/2007 | Claimant(s): Quinault Indian Nation Claimant Lawyers(s): Carl J. Carlson Respondent(s): Keybanc Capital Markets Inc., David Hohimer, Michelle Hansen Respondent Lawyers(s): Rudy Englund, Shannon L. McDougald Arbitrator(s): Michael W. Reinhardt, John F. Cockburn, Laurie E. Law Hearing Site: Seattle, WA
| | $391,766 |
06-04633 | 11/26/2007 | Claimant(s): Robert and Saundra Koenigsberg Claimant Lawyers(s): Robert and Saundra Koenigsberg Respondent(s): Debra Mamber, Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Thomas E. Mehrtens Hearing Site: New York, NY
| | $0 |
07-00873 | 11/23/2007 | Claimant(s): Gloria Yarborough Claimant Lawyers(s): Gloria Jean Yarborough Respondent(s): Lyle Finley, Suntrust Investment Services. Respondent Lawyers(s): Carrie Anne Orlikowski Arbitrator(s): Thomas W. Steed Hearing Site: Raleigh, NC
| | $0 |
07-00713 | 11/21/2007 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Carolyn Guy Respondent(s): Donald Relyea Respondent Lawyers(s): Donald H. Relyea Arbitrator(s): Henry Hermann, Ronald G. Johnson, Terry Landry Hearing Site: Dallas, TX
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07-00904 | 11/21/2007 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Diane C. Fisher Respondent(s): John Craine Respondent Lawyers(s): John Edwin Craine Arbitrator(s): Patrick J. Burley, Marc E. Henn, Al P. Lawing Hearing Site: Louisville, KY
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07-00983 | 11/21/2007 | Claimant(s): American Capital Partners Claimant Lawyers(s): Christopher Albanese Respondent(s): Douglas Costabile Respondent Lawyers(s): George C. Vlachos Arbitrator(s): Paul A. Merolla, Peter J. Kenny, David J. Pine Hearing Site: New York, NY
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07-01734 | 11/21/2007 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Gregg Iezza Respondent Lawyers(s): Gregg Thomas Iezza Arbitrator(s): Laura M. Nelson Hearing Site: Boston, MA
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