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FINRA Awards for Anna I. Young Roth IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0226001/18/2008Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants
Claimant Lawyers(s): Benjamin B. Siegel
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
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