| 07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
|  | $21,500 |
| 07-02669 | 02/26/2008 | Claimant(s): Gerald Crawford
Claimant Lawyers(s): Gerald K. Crawford
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): David Flower
Arbitrator(s): Michael J. Fish
Hearing Site: San Francisco, CA
| | $0 |
| 07-02691 | 02/26/2008 | Claimant(s): John Maisano
Claimant Lawyers(s): John A. Maisano
Respondent(s): Judson Potter, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Jeffrey R. Martin
Hearing Site: Boston, MA
| | $0 |
| 05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte
Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo
Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | |
| 06-04084 | 02/25/2008 | Claimant(s): Roy Budd
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt
Hearing Site: New York, NY
| | |
| 06-04641 | 02/25/2008 | Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
| | $41,250 |
| 07-01752 | 02/25/2008 | Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
| | $2,425 |
| 06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Rivenbark
Respondent Lawyers(s): Eric Ryan Rivenbark
Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl
Hearing Site: Raleigh, NC
| | |
| 07-00017 | 02/22/2008 | Claimant(s): John Terzis
Claimant Lawyers(s): John J. Lynch
Respondent(s): Joseph Johnson
Respondent Lawyers(s): John S. Burke
Arbitrator(s): Ronald A. Lavery, Phillips M. Montross, Elsa Mannarelli Miller
Hearing Site: Chicago, IL
| | |
| 07-01871 | 02/22/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Christopher Keelin
Respondent Lawyers(s): Christopher W. Keelin
Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee
Hearing Site: Birmingham, AL
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