05-01363 | 01/30/2008 | Claimant(s): Donna Bell, Harry Culbreath, Ben Miller Irrevocable Trust Claimant Lawyers(s): Debra G. Speyer Respondent(s): Foresters Equity Services. Respondent Lawyers(s): William E. Mahoney Arbitrator(s): Kathleen K. Murphy, Joel D. Feldman, Catherine S. Kopley Hearing Site: Philadelphia, PA
| | $0 |
07-02297 | 01/30/2008 | Claimant(s): Hong Ng Claimant Lawyers(s): John Chou Respondent(s): Firstrade Securities Inc. Respondent Lawyers(s): Peter Gschweng Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
| | $0 |
01-02943 | 01/29/2008 | Claimant(s): William Erickson Claimant Lawyers(s): Mary B. Erickson Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Terry E. Sanchez Arbitrator(s): Michael D. Donahue, Charles A. Graham, Grace L. Heyne Hearing Site: Los Angeles, CA
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04-06421 | 01/29/2008 | Claimant(s): Steven Dobel Claimant Lawyers(s): Edward Zusman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jennifer Tomsen Arbitrator(s): Mark A. Myers, James Francis Donovan, Robert A. Wojcik Hearing Site: New Orleans, LA
| | $288,000 |
06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci Claimant Lawyers(s): Jenice L. Malecki Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel Hearing Site: New York, NY
| | $467,000 |
06-05049 | 01/29/2008 | Claimant(s): Stephan Rupp, Professional Investment Group Claimant Lawyers(s): Russell L. Forkey Respondent(s): Brian Herman, Jay Noiman, Sean Callahan, Viewtrade Securities,. Respondent Lawyers(s): Eugene Michael Kennedy Arbitrator(s): R. Christopher Laux, Lawrence S. Silver, Peter A. Portley Hearing Site: Boca Raton, FL
| | $25,000 |
07-00747 | 01/29/2008 | Claimant(s): Goldsmith & Harris Capital Appreciatio Claimant Lawyers(s): Evan L. Gordon Respondent(s): Richard Anthony Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Richard D. Gueren, Richard D. Chusid, Richard J. McLynn Hearing Site: New York, NY
| | $90,680 |
03-00077 | 01/29/2008 | Claimant(s): Barbara Gordon Claimant Lawyers(s): Jakes Jordaan Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel R. Sharp Arbitrator(s): Thomas D. Nagle, Charles S. Chester Hearing Site: Houston, TX
| | $0 |
07-00409 | 01/29/2008 | Claimant(s): Ferdinand Tranfo, Letizia Tranfo Claimant Lawyers(s): Arthur M. Schwartzstein Respondent(s): Jeffrey Shuster, Westrock Advisors. Respondent Lawyers(s): Robert Giacovas Arbitrator(s): John H. Baffa, Gloria Asher, Anne Q. Uno Hearing Site: Washington, DC
| | $0 |
07-00797 | 01/28/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jay Rottner Respondent Lawyers(s): J. Steven Parker Arbitrator(s): A. Keith Logue, T. Scott Watkins, Joan Connolly Grafstein Hearing Site: Atlanta, GA
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