07-03519 | 05/23/2008 | Claimant(s): Marc. Saunders, Terri Saunders Claimant Lawyers(s): Kenneth B. Siegel Respondent(s): Wachovia Securities Respondent Lawyers(s): William D. Nelson Arbitrator(s): Susan M. Thevenet, Steven Meyrich, Martha Jeanne Wilcoxson Hearing Site: Denver, CO
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07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann Claimant Lawyers(s): John J. Washburn Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches Hearing Site: Hartford, CT
| | $43,136 |
07-01653 | 05/23/2008 | Claimant(s): Steven Quint Claimant Lawyers(s): Randall C. Place Respondent(s): Citigroup Global Markets., Joseph Denicola Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL
| | $103,480 |
08-00022 | 05/23/2008 | Claimant(s): ANJ Corporation Claimant Lawyers(s): John Wilson Respondent(s): Euro Pacific Capital. Respondent Lawyers(s): Michael Carroll Arbitrator(s): Michael Nathanson Hearing Site: Chicago, IL
| | $12,000 |
06-05168 | 05/23/2008 | Claimant(s): Marvin Nettles Claimant Lawyers(s): Thomas R. Ajamie Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner Hearing Site: Houston, TX
| | $300 |
06-02602 | 05/22/2008 | Claimant(s): James Parascandola Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Barclays Capital. Respondent Lawyers(s): Nicolas Bourtin Arbitrator(s): John J. Lynch, Ivan W. Harper, David Kramer Hearing Site: New York, NY
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07-00643 | 05/22/2008 | Claimant(s): Richard Olszewski Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Lewis Sanders, AllianceBernstein Investments., AllianceBerstein Investment Research Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Richard D. DeVita, Robert J. Gorgia, Renee S. Rothschild Hearing Site: Newark, NJ
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07-02186 | 05/22/2008 | Claimant(s): Robert Kelliher Claimant Lawyers(s): Robert F. Kelliher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Stephen Z. Frank Hearing Site: Boston, MA
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07-02934 | 05/22/2008 | Claimant(s): Andrew Aragona Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Patricia Morales Christiansen Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy Hearing Site: Ft. Lauderdale, FL
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07-03175 | 05/22/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Michael Myers Respondent Lawyers(s): Michael Myers Arbitrator(s): Melinda G. Jayson Hearing Site: Dallas, TX
| | $0 |