| 07-03519 | 05/23/2008 | Claimant(s): Marc. Saunders, Terri Saunders
Claimant Lawyers(s): Kenneth B. Siegel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Susan M. Thevenet, Steven Meyrich, Martha Jeanne Wilcoxson
Hearing Site: Denver, CO
| | |
| 07-00380 | 05/23/2008 | Claimant(s): Lynn Kaufmann
Claimant Lawyers(s): John J. Washburn
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches
Hearing Site: Hartford, CT
|  | $43,136 |
| 07-01653 | 05/23/2008 | Claimant(s): Steven Quint
Claimant Lawyers(s): Randall C. Place
Respondent(s): Citigroup Global Markets., Joseph Denicola
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $103,480 |
| 08-00022 | 05/23/2008 | Claimant(s): ANJ Corporation
Claimant Lawyers(s): John Wilson
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Michael Carroll
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
| | $12,000 |
| 06-05168 | 05/23/2008 | Claimant(s): Marvin Nettles
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner
Hearing Site: Houston, TX
| | $300 |
| 06-02602 | 05/22/2008 | Claimant(s): James Parascandola
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Barclays Capital.
Respondent Lawyers(s): Nicolas Bourtin
Arbitrator(s): John J. Lynch, Ivan W. Harper, David Kramer
Hearing Site: New York, NY
| | |
| 07-00643 | 05/22/2008 | Claimant(s): Richard Olszewski
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Lewis Sanders, AllianceBernstein Investments., AllianceBerstein Investment Research
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Richard D. DeVita, Robert J. Gorgia, Renee S. Rothschild
Hearing Site: Newark, NJ
| | |
| 07-02186 | 05/22/2008 | Claimant(s): Robert Kelliher
Claimant Lawyers(s): Robert F. Kelliher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew H. Smith
Arbitrator(s): Stephen Z. Frank
Hearing Site: Boston, MA
| | |
| 07-02934 | 05/22/2008 | Claimant(s): Andrew Aragona
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy
Hearing Site: Ft. Lauderdale, FL
| | |
| 07-03175 | 05/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Myers
Respondent Lawyers(s): Michael Myers
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
