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FINRA Awards for Andrew H. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0465505/05/2009Claimant(s): Cory Zucker
Claimant Lawyers(s): Cory Zucker
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew H. Smith
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
07-0218605/22/2008Claimant(s): Robert Kelliher
Claimant Lawyers(s): Robert F. Kelliher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Andrew H. Smith
Arbitrator(s): Stephen Z. Frank
Hearing Site: Boston, MA

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