22-00827 | 12/09/2022 | Claimant(s): Sydney Walker Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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22-01069 | 12/09/2022 | Claimant(s): Karl Schwartz Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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22-02294 | 12/09/2022 | Claimant(s): John Tsoukalas Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ
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22-01770 | 12/09/2022 | Claimant(s): Michael Walters Claimant Lawyers(s): Michael Walters Respondent(s): Ally Invest Securities LLC Respondent Lawyers(s): John O. Lukanski Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH
| | $0 |
22-00953 | 12/09/2022 | Claimant(s): Anuphong Sivatitikul, Sukanya Thudsuan Claimant Lawyers(s): David Neuman Respondent(s): Narongdej Jaroensabphayanont Respondent Lawyers(s): Narongdej Jaroensabphayanont Arbitrator(s): Mark Lee Haggard Hearing Site: Seattle, WA
| | $53,768 |
22-00738 | 12/08/2022 | Claimant(s): Anthony Kayser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE
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22-01250 | 12/08/2022 | Claimant(s): Richard Grund Claimant Lawyers(s): Brian Luther Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Layne Verebay, Eric Mealus Hearing Site: Boca Raton, FL
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21-02361 | 12/08/2022 | Claimant(s): Jill McLoughlin, Jody Hall, Joyce Rosenthal, Judy Richardson, Shirlee R. Rosenthal Irrev. R.E. Trust Claimant Lawyers(s): Stacey P. Nakasian Respondent(s): Charles White, Wilson Saville, Barrett & Company Respondent Lawyers(s): Peter F. Flynn Arbitrator(s): Carol Di Natale, Nicholas Trott Long, John C Solomon Hearing Site: Providence, RI
| | $534,397 |
22-00828 | 12/07/2022 | Claimant(s): Richard Whalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Carrington Investment Services Respondent Lawyers(s): Karl E. May Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
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22-00947 | 12/07/2022 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
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