08-01168 | 04/08/2009 | Claimant(s): Robert Hwang Claimant Lawyers(s): Benjamin Lapin Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Orestes J. Mihaly, David I. Goldblatt, Michael J. Deodati Hearing Site: New York, NY
| | $0 |
08-01186 | 04/08/2009 | Claimant(s): Paul Skomsky Claimant Lawyers(s): Paul J. Skomsky Respondent(s): Jason Ganton, John Orlando, Emmett A. Larkin Company. Respondent Lawyers(s): David J. Feingold Arbitrator(s): Alun Hywel Jones Hearing Site: Orlando, FL
| | $0 |
08-01710 | 04/08/2009 | Claimant(s): Frank Woodhouse, Sylvia Woodhouse Claimant Lawyers(s): Tucker Veach Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Robert Horton Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac Hearing Site: Tampa, FL
| | $0 |
08-02838 | 04/08/2009 | Claimant(s): RPM 006 Sigma Press Inc 401K Profit Shar Claimant Lawyers(s): Donald T. Sapit Respondent(s): Johnthomas Cumbow, Joseph Agee, Joseph Ranucci, Morgan Stanley & Co. Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Joyce F. Glucksman Hearing Site: Atlanta, GA
| | $213 |
08-02996 | 04/08/2009 | Claimant(s): Sabato Frusciante Claimant Lawyers(s): Louis RisCassi Respondent(s): David Kunold, Uvest Financial Services Group. Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Robert L. Chase Hearing Site: Hartford, CT
| | $0 |
08-03988 | 04/08/2009 | Claimant(s): Nani K. Hogle, TTEE Nani K. Hogle Trust Claimant Lawyers(s): Nani K. Hogle Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Brandon K. Hemley Arbitrator(s): William M. Howard Hearing Site: Salt Lake City, UT
| | $0 |
08-04207 | 04/08/2009 | Claimant(s): Alex Roinitis Claimant Lawyers(s): Alex Roinitis Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL
| | $213 |
08-01424 | 04/07/2009 | Claimant(s): First Midwest Securities. Claimant Lawyers(s): Renee Emrick Respondent(s): Patricia Robinson Respondent Lawyers(s): Patrick Corcoran Arbitrator(s): Thanayi J. Lindsey Hearing Site: Las Vegas, NV
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08-02311 | 04/07/2009 | Claimant(s): John Scott Claimant Lawyers(s): Liam O'Brien Respondent(s): Myrtle Gilpin-Morgan Respondent Lawyers(s): Myrtle J. Gilpin-Morgan Arbitrator(s): C. Anthony Bell, Thomas M. Crawford, Edith M. Novack Hearing Site: Newark, NJ
| | $145,540 |
07-03434 | 04/07/2009 | Claimant(s): Gertrude Meyers, James Myers Claimant Lawyers(s): James D. Myers Respondent(s): Sandra Fuller, The Huntington Investment Company Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
| | $283 |