22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings Claimant Lawyers(s): Marc S. Dobin Respondent(s): Ryan Kuhn Respondent Lawyers(s): Peter T. Mavrick Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram Hearing Site: Boca Raton, FL
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23-01189 | 07/25/2024 | Claimant(s): Nir Haklili, Nir Haklili IRA Claimant Lawyers(s): Nir Haklili Respondent(s): Independent Financial Group. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA
| | Expungement |
24-00066 | 07/24/2024 | Claimant(s): Brian Goossen Claimant Lawyers(s): Joshua B. Kons Respondent(s): CrowdStreet., Crowdstreet Capital LLC Respondent Lawyers(s): Gabrielle L. Gould Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12200 |
23-02918 | 07/24/2024 | Claimant(s): Ahmed Gheith Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Paulson Investment Company Respondent Lawyers(s): Amal S. Amin Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham Hearing Site: New York, NY
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21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian Claimant Lawyers(s): Sam A. Silverstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden Hearing Site: New York, NY
| | $777,370 |
23-00384 | 07/24/2024 | Claimant(s): Steward Partners Investment Solutions Claimant Lawyers(s): Michael T. Roche Respondent(s): Vincent Fuchs Respondent Lawyers(s): Robert E. Linkin Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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23-03010 | 07/24/2024 | Claimant(s): John Girgis Claimant Lawyers(s): Tosh Grebenik Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities. Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine Hearing Site: New York, NY
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23-02912 | 07/22/2024 | Claimant(s): Steven Maher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): American Portfolios Financial Srvs., Next Financial Group. Respondent Lawyers(s): Jennifer R. Cox, John T. Unger Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams Hearing Site: Jersey City, NJ
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23-02478 | 07/22/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Rick Smith Respondent(s): Feng Chen Respondent Lawyers(s): Feng Kou Chen Arbitrator(s): John Burritt McArthur Hearing Site: San Francisco, CA
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23-02411 | 07/19/2024 | Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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