08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust Claimant Lawyers(s): Theodore M. Davis Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities. Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas Hearing Site: Hartford, CT
| | $228,200 |
08-02543 | 06/23/2009 | Claimant(s): David R. Smith Revocable Trust Claimant Lawyers(s): Peter H. Love Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Frederick Michael Switzer, John Bruce Witwer, Jeffrey N. Sullivan Hearing Site: St. Louis, MO
| | $0 |
08-02721 | 06/23/2009 | Claimant(s): Bobby Hurt Claimant Lawyers(s): Danny J. Basil Respondent(s): Frank Black, James Davenport Respondent Lawyers(s): Danny J. Basil, Frank H. Black Arbitrator(s): James P. McCrocklin Hearing Site: Louisville, KY
| | $0 |
08-04633 | 06/23/2009 | Claimant(s): Samir Lawrence Claimant Lawyers(s): Samir Lawrence Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA
| | $0 |
08-04887 | 06/23/2009 | Claimant(s): Humberto Gimenez, Humberto Gimenez Corporation Claimant Lawyers(s): Humberto Gimenez Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): John Montone Arbitrator(s): Lori H. Carena Hearing Site: New York, NY
| | $0 |
08-00340 | 06/22/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Strand Respondent Lawyers(s): Jack J. Mazzara Arbitrator(s): Matthew W. Schlegel, Gregory M. Gendron, Floyd E. Jamison Hearing Site: Detroit, MI
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08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Respondent Lawyers(s): Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac Hearing Site: Ft. Lauderdale, FL
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08-00925 | 06/22/2009 | Claimant(s): United Prison Ministries Claimant Lawyers(s): Debra Brewer Hayes Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Lita S Menkin, Stephen Edward Cundiff, Constance K. Barron Hearing Site: Birmingham, AL
| | $220,000 |
08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Judy Louie Respondent(s): Donald Peterson Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King Hearing Site: Reno, NV
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08-01704 | 06/19/2009 | Claimant(s): Kim Hafner, Veronica Harrison Claimant Lawyers(s): Michael W. Hoffman Respondent(s): John Holodinski, Michael Elias, PNC Investments Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): Fred S. Pieroni Hearing Site: Newark, NJ
| | $7,172 |