| 08-00773 | 06/24/2009 | Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
|  | $228,200 |
| 08-02543 | 06/23/2009 | Claimant(s): David R. Smith Revocable Trust
Claimant Lawyers(s): Peter H. Love
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Frederick Michael Switzer, John Bruce Witwer, Jeffrey N. Sullivan
Hearing Site: St. Louis, MO
| | $0 |
| 08-02721 | 06/23/2009 | Claimant(s): Bobby Hurt
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black, James Davenport
Respondent Lawyers(s): Danny J. Basil, Frank H. Black
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
| | $0 |
| 08-04633 | 06/23/2009 | Claimant(s): Samir Lawrence
Claimant Lawyers(s): Samir Lawrence
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 08-04887 | 06/23/2009 | Claimant(s): Humberto Gimenez, Humberto Gimenez Corporation
Claimant Lawyers(s): Humberto Gimenez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): John Montone
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 08-00340 | 06/22/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Strand
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Matthew W. Schlegel, Gregory M. Gendron, Floyd E. Jamison
Hearing Site: Detroit, MI
| | |
| 08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-00925 | 06/22/2009 | Claimant(s): United Prison Ministries
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lita S Menkin, Stephen Edward Cundiff, Constance K. Barron
Hearing Site: Birmingham, AL
| | $220,000 |
| 08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Judy Louie
Respondent(s): Donald Peterson
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King
Hearing Site: Reno, NV
| | |
| 08-01704 | 06/19/2009 | Claimant(s): Kim Hafner, Veronica Harrison
Claimant Lawyers(s): Michael W. Hoffman
Respondent(s): John Holodinski, Michael Elias, PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
| | $7,172 |
