| 09-00505 | 07/20/2009 | Claimant(s): America's Choice Equities Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Christopher Calandrino
Respondent Lawyers(s): Christopher John Calandrino
Arbitrator(s): Michael S. Hill
Hearing Site: Ft. Lauderdale, FL
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| 09-00561 | 07/20/2009 | Claimant(s): Barbara Tutt
Claimant Lawyers(s): David M. Tutt
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Stuart M. Widman
Hearing Site: Chicago, IL
|  | $9,613 |
| 08-02871 | 07/17/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): John Andrews
Respondent Lawyers(s): John Andrews
Arbitrator(s): Louis Nebel, Anne Q. Uno, Baunita M. Greer
Hearing Site: Washington, DC
| | |
| 08-02897 | 07/17/2009 | Claimant(s): Irma Agee, Irma T. Agee IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Beverly Hylton, Wedbush Morgan Securities
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Franklin G. Allen, Doris V. Knotter, Barry E. Kersh
Hearing Site: San Diego, CA
| | $110,000 |
| 08-00454 | 07/16/2009 | Claimant(s): Jina Jeong
Claimant Lawyers(s): Jina Jeong
Respondent(s): Jung Park, Pruco Securities., Prudential Financial
Respondent Lawyers(s): Jason S. Mills
Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 09-00094 | 07/16/2009 | Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Ronald George
Respondent Lawyers(s): Ronald Michael George
Arbitrator(s): S. William Gersten
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-00356 | 07/16/2009 | Claimant(s): Robert Kelly
Claimant Lawyers(s): Robert J Kelly
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Lori Pennay
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 05-03988 | 07/16/2009 | Claimant(s): Sulna Development Company N.V.
Claimant Lawyers(s): Dona Szak
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): David Picon
Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
| | $0 |
| 09-00521 | 07/16/2009 | Claimant(s): Kenneth Armstrong
Claimant Lawyers(s): Kenneth C Armstrong
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert R. Marquardt
Hearing Site: Dallas, TX
| | $213 |
| 08-01355 | 07/15/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Sterling Stegall
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano
Hearing Site: Detroit, MI
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