09-00505 | 07/20/2009 | Claimant(s): America's Choice Equities Llc Claimant Lawyers(s): Michael S. Colombo Respondent(s): Christopher Calandrino Respondent Lawyers(s): Christopher John Calandrino Arbitrator(s): Michael S. Hill Hearing Site: Ft. Lauderdale, FL
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09-00561 | 07/20/2009 | Claimant(s): Barbara Tutt Claimant Lawyers(s): David M. Tutt Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Stuart M. Widman Hearing Site: Chicago, IL
| | $9,613 |
08-02871 | 07/17/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): John Andrews Respondent Lawyers(s): John Andrews Arbitrator(s): Louis Nebel, Anne Q. Uno, Baunita M. Greer Hearing Site: Washington, DC
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08-02897 | 07/17/2009 | Claimant(s): Irma Agee, Irma T. Agee IRA Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Beverly Hylton, Wedbush Morgan Securities Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Franklin G. Allen, Doris V. Knotter, Barry E. Kersh Hearing Site: San Diego, CA
| | $110,000 |
08-00454 | 07/16/2009 | Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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09-00094 | 07/16/2009 | Claimant(s): Summit Brokerage Services. Claimant Lawyers(s): Gary Menzer Respondent(s): Ronald George Respondent Lawyers(s): Ronald Michael George Arbitrator(s): S. William Gersten Hearing Site: Ft. Lauderdale, FL
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09-00356 | 07/16/2009 | Claimant(s): Robert Kelly Claimant Lawyers(s): Robert J Kelly Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Lori Pennay Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
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05-03988 | 07/16/2009 | Claimant(s): Sulna Development Company N.V. Claimant Lawyers(s): Dona Szak Respondent(s): Prudential Equity Group Respondent Lawyers(s): David Picon Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson Hearing Site: New York, NY
| | $0 |
09-00521 | 07/16/2009 | Claimant(s): Kenneth Armstrong Claimant Lawyers(s): Kenneth C Armstrong Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn A. Christensen Arbitrator(s): Robert R. Marquardt Hearing Site: Dallas, TX
| | $213 |
08-01355 | 07/15/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Sterling Stegall Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano Hearing Site: Detroit, MI
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