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FINRA Awards for Wedbush Morgan Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0289707/17/2009Claimant(s): Irma Agee, Irma T. Agee IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Beverly Hylton, Wedbush Morgan Securities
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Franklin G. Allen, Doris V. Knotter, Barry E. Kersh
Hearing Site: San Diego, CA
Checkmark Icon$110,000
08-0001210/09/2008Claimant(s): Wedbush Morgan Securities
Claimant Lawyers(s): Lucia La Rosa Ames
Respondent(s): Richard LaBare
Respondent Lawyers(s): Arthur S. Leider
Arbitrator(s): Alfred E. Monahan, William L. Erwin, John C. Lees
Hearing Site: San Diego, CA

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