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FINRA Awards for Robert R. Marquardt

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0052107/16/2009Claimant(s): Kenneth Armstrong
Claimant Lawyers(s): Kenneth C Armstrong
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert R. Marquardt
Hearing Site: Dallas, TX
Checkmark Icon$213
08-0314003/23/2009Claimant(s): OptionsHouse LLC
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Anietang Abia
Respondent Lawyers(s): Anietang Abia
Arbitrator(s): Robert R. Marquardt
Hearing Site: Dallas, TX
Checkmark Icon$0

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