| 09-01949 | 10/19/2009 | Claimant(s): Sidney Printz
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $15,297 |
| 09-02231 | 10/19/2009 | Claimant(s): Edward Ifkovits, Edward E. Ifkovits IRA
Claimant Lawyers(s): J. Boyd Page
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Zeb E. Barnhardt
Hearing Site: Columbia, SC
| | $9,062 |
| 09-02682 | 10/19/2009 | Claimant(s): Michael A. Matras Revocable Trust by Mic
Claimant Lawyers(s): Michael A. Matras
Respondent(s): Banc of America Investment Services Inc., Michael Cischke
Respondent Lawyers(s): Abby N. Ruth
Arbitrator(s): Richard E. Conner
Hearing Site: Boca Raton, FL
| | $0 |
| 09-03248 | 10/19/2009 | Claimant(s): Amdas.
Claimant Lawyers(s): Abraham B. Medina
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Raul Antonio Canez
Hearing Site: Dallas, TX
| | $0 |
| 07-03030 | 10/16/2009 | Claimant(s): Gretchen Burke
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Citigroup Global Markets., Jeffrey Tucker, John Ebaniette
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Joseph B. Russell, Dwight Wassong, Sharon A. McCloskey
Hearing Site: Newark, NJ
| | |
| 08-02811 | 10/16/2009 | Claimant(s): John Griff
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): National Banc Financial., National Bank of Canada Financial, Putnam Lovell NBF Securities.
Respondent Lawyers(s): Lauren Reiter Brody
Arbitrator(s): John B. Sprung, Alan Steven Brodherson, James D. Muir
Hearing Site: New York, NY
| | |
| 08-03604 | 10/16/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): James Hutchison
Respondent Lawyers(s): James P. Hutchison
Arbitrator(s): Gregory E. Cater, Michael C. Hempfling, Matthew Crump
Hearing Site: Houston, TX
| | |
| 09-02071 | 10/16/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Lawrence Mcintosh
Respondent Lawyers(s): Lawrence Clyde Mcintosh
Arbitrator(s): James G. Cooper, Eli Bensky, Dale A. Hearn
Hearing Site: Houston, TX
| | |
| 08-01662 | 10/16/2009 | Claimant(s): Charles Smith
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
| 08-02927 | 10/16/2009 | Claimant(s): Mary Stroud
Claimant Lawyers(s): Douglas M. DeClue
Respondent(s): Ingrid MacCready-Miller, Financial Planning System's, MTL Equity Products.
Respondent Lawyers(s): Jennifer A. Kenedy, Lauren Moy Kim
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | $0 |
