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FINRA Awards for Michael C. Hempfling

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0360410/16/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): James Hutchison
Respondent Lawyers(s): James P. Hutchison
Arbitrator(s): Gregory E. Cater, Michael C. Hempfling, Matthew Crump
Hearing Site: Houston, TX

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