| 09-03049 | 11/02/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Paul Yarns
Respondent(s): Treavor Mosbaugh
Respondent Lawyers(s): Treavor James Mosbaugh
Arbitrator(s): Burton M. Fendelman
Hearing Site: New York, NY
| | |
| 08-01875 | 11/02/2009 | Claimant(s): Patricia A. Meyer Survivors Trust, Robert H. Meyer Family Trust
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Joseph C. Watson, Harris J. Howard, Daniel R. Brush
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-01119 | 11/02/2009 | Claimant(s): John Buscema
Claimant Lawyers(s): John Buscema
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Marc L. Ripp
Hearing Site: Newark, NJ
| | $0 |
| 09-02086 | 11/02/2009 | Claimant(s): Raymond Yorke
Claimant Lawyers(s): Raymond Yorke
Respondent(s): Wells Fargo Investments, Darrell Hesford
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $0 |
| 07-01310 | 10/30/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan
Respondent Lawyers(s): Christopher S. Smith
Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor
Hearing Site: Charleston, WV
| | |
| 09-00366 | 10/30/2009 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Timothy Cox
Respondent Lawyers(s): Timothy Joseph Cox
Arbitrator(s): Donald J. Rasweiler, Sherri L. Hughes, Paul Giappone
Hearing Site: New York, NY
| | |
| 09-00658 | 10/30/2009 | Claimant(s): Charles Gilbride, Dean Myerow, Norman Wetmore
Claimant Lawyers(s): Sarah L. Allgeier
Respondent(s): Arkansas Affordable Housing Partners
Respondent Lawyers(s): Kirk G. Smith
Arbitrator(s): David W. Stanton, Walter W. Kocher, Erwin John Dugasz
Hearing Site: Columbus, OH
| | Expungement |
| 09-00856 | 10/30/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Amy E. Sparrow
Respondent(s): Erez Libschtein
Respondent Lawyers(s): Erez Libschtein
Arbitrator(s): Mark Sidell
Hearing Site: Boca Raton, FL
| | |
| 09-01013 | 10/30/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Adam Lazarus
Respondent Lawyers(s): Adam Robert Lazarus
Arbitrator(s): John B. Morgan
Hearing Site: New York, NY
| | |
| 09-00545 | 10/30/2009 | Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): W. Scott Lawler
Respondent(s): Galina Vaytner, BZCOM Marketing
Respondent Lawyers(s): Corporate Officer, Galina Vaytner
Arbitrator(s): Donald S. Simons, Barbara Faye Vosen, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $0 |
