| 10-00012 | 12/31/2010 | Claimant(s): Josephine Wayman
Claimant Lawyers(s): Joshua A. Waldman
Respondent(s): Securities America., Randall Talbott
Respondent Lawyers(s): Bruce M. Bettigole, Bryan M. Ward
Arbitrator(s): Joseph C. Watson, Joel D. Davidman, W. Alex King
Hearing Site: Los Angeles, CA
|  | $1,155,470 |
| 10-01151 | 12/31/2010 | Claimant(s): Aydee Ospina
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | $40,150 |
| 09-04760 | 12/31/2010 | Claimant(s): Jan Arnett
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Robert Kramer, Lloyd, Scott & Valenti, Ltd.
Respondent Lawyers(s): David E. Robbins, Luann Laney
Arbitrator(s): Bernard A. Kesselman, J. Martin McDonough, Howard Weitz
Hearing Site: New York, NY
| | $0 |
| 09-06107 | 12/31/2010 | Claimant(s): Abdallah Bseirani
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Patrick M. Markey, Daniel M. Mankowski, Denise L. Quarles
Hearing Site: Syracuse, NY
| | $0 |
| 10-01949 | 12/31/2010 | Claimant(s): Patricia Spencer
Claimant Lawyers(s): Patricia Spencer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
| 10-03031 | 12/31/2010 | Claimant(s): Robert Seiwell
Claimant Lawyers(s): Robert L Seiwell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $0 |
| 09-05030 | 12/30/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Gregory Braver
Respondent Lawyers(s): Gregory Ernest Braver
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
| | |
| 10-01181 | 12/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Christopher Hamilton
Respondent Lawyers(s): Christopher S. Hamilton
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Orlando, FL
| | |
| 10-02887 | 12/30/2010 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Melissa Hegger Shea
Respondent(s): Michael Picarella
Respondent Lawyers(s): Michael Picarella
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | $0 |
| 09-00465 | 12/30/2010 | Claimant(s): Peter Bruni and Michele Bruni
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Stifel, Nicolaus & Co.., Ryan Beck & Co., Michael Bader
Respondent Lawyers(s): Irving Bizar, Marc Durant
Arbitrator(s): Guillermo L. Bosch, Joseph F. Pittelli, Ethan L. Lewis
Hearing Site: Philadelphia, PA
| | $52,183 |
