| 09-03872 | 02/15/2011 | Claimant(s): Magaly Thrasher, Sean R. Burns UTMA/CA, Jerold & Magaly Thrasher Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Bruce Hallenbeck, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barbara M. Zak, Elizabeth A. Copley, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
|  | $105,000 |
| 10-01084 | 02/15/2011 | Claimant(s): IRA Susan C Trump, Roth IRA Susan C Trump, Hudson Bay Sea Food Age-Weighted Profit, Charles and Virginia Konjoyan Trust, SC Trump 2004 Trust
Claimant Lawyers(s): Susan Trump
Respondent(s): Jeffrey Mccoy, Mollyjo Miller
Respondent Lawyers(s): Michael J. Abbott
Arbitrator(s): Guenter S. Cohn, D. Brad Callen, Robert Alan Merring
Hearing Site: San Diego, CA
| | $0 |
| 10-02691 | 02/15/2011 | Claimant(s): Ellen Feduniw, Estate of Edward J. Feduniw, The Feduniw Family Trust of 2005 UDT dtd
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Alan Stamm, Larry Haugaard, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | $0 |
| 10-00281 | 02/15/2011 | Claimant(s): Caron Tsapatsaris
Claimant Lawyers(s): Jesse Jacobson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Laura W. Tholen
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | $0 |
| 10-01708 | 02/15/2011 | Claimant(s): Joseph Rich, Lenore Rich
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dan Barish, Comerica Securities
Respondent Lawyers(s): Michael C. Simoni
Arbitrator(s): Michael J. Meeusen, Steven R. Briggs, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
| 08-03678 | 02/14/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): John Fenton
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Bonny Kathleen Riggs, Kay A. Johnson, CRCP, Judith Hill Henderson
Hearing Site: Seattle, WA
| | $0 |
| 10-03072 | 02/14/2011 | Claimant(s): Financial Network Investment Corporation
Claimant Lawyers(s): Elizabeth Schmid
Respondent(s): Thomas Pfeiffer
Respondent Lawyers(s): Thomas S. Pfeiffer
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | $0 |
| 10-03327 | 02/14/2011 | Claimant(s): Gina Dipietro
Claimant Lawyers(s): Gina M DIPietro
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
| | $0 |
| 09-03471 | 02/14/2011 | Claimant(s): Steve Fraser
Claimant Lawyers(s): John Gulino
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $25,000 |
| 09-06555 | 02/14/2011 | Claimant(s): Robert N. Stephens Living Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): UnionBanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Richard M. Norman, Robert C. Albini, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | $0 |
