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FINRA Awards for Robert N. Stephens Living Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0655502/14/2011Claimant(s): Robert N. Stephens Living Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): UnionBanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Richard M. Norman, Robert C. Albini, Anna Marie Turco
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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