| 10-04181 | 02/28/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Marc Chait
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Monica I. Salis
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-03399 | 02/28/2011 | Claimant(s): Sandra Johnson
Claimant Lawyers(s): Sarah G. Anderson
Respondent(s): Andrew Sycoff, David Scaffe, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, David Scaffe
Arbitrator(s): Donald G. Kennedy, Chase Boone Saunders, Robert M. Seward
Hearing Site: Columbia, SC
|  | $0 |
| 08-04394 | 02/28/2011 | Claimant(s): Marvin Levin and Stefani Levin
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): David Kay, Ralph Wileczek
Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek
Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon
Hearing Site: Philadelphia, PA
| | $0 |
| 09-02727 | 02/28/2011 | Claimant(s): Ronald Woolworth
Claimant Lawyers(s): Randy J. Aliment
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Robert M. Stein, Clarence F. Roed, Sally Phillips Pasette
Hearing Site: Seattle, WA
| | $0 |
| 10-03648 | 02/28/2011 | Claimant(s): Deanna M. Maher, Trustee of Deanna M. Ma
Claimant Lawyers(s): Deanna Mary Maher
Respondent(s): Daniel Hackett, Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $255 |
| 09-04752 | 02/25/2011 | Claimant(s): Investment Professionals.
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Joshua Freeman
Respondent Lawyers(s): Royal B. Lea
Arbitrator(s): Dolores M Martin, Charles E. Munson, Frederick Randolph Box
Hearing Site: Houston, TX
| | $0 |
| 10-01036 | 02/25/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Palmer
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Robert S. Sugarman, Richard R. Bicek, Elayne Morgan
Hearing Site: Chicago, IL
| | $0 |
| 10-02854 | 02/25/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Margaret Smith
Respondent Lawyers(s): Harold Ducote
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 10-03575 | 02/25/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Abe Lampart
Respondent(s): Larry Galia
Respondent Lawyers(s): Larry Allen Galia
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
| | $0 |
| 10-04005 | 02/25/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Silas Atsalis
Respondent Lawyers(s): Thomas H. Tucker
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
