22-01674 | 07/26/2023 | Claimant(s): Carolyn Catlin, Stephen Wintermeier, Fenway Financial Advisors Claimant Lawyers(s): David J. Freniere Respondent(s): Ashleigh Swayze, Swayze LLC Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Mary E. Bassett, Linda Luke Lee, Marjorie Ann Butler Hearing Site: Boston, MA
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22-02282 | 07/25/2023 | Claimant(s): Christian Searcy Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Marc S. Dobin, David P. Slater, Nanci Sondra Landy Hearing Site: Boca Raton, FL
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22-02136 | 07/25/2023 | Claimant(s): Kenneth Kondas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): Robert J. Scafuri Hearing Site: Pittsburgh, PA
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22-02831 | 07/25/2023 | Claimant(s): Jorge Garrido Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Equitable Advisors Respondent Lawyers(s): Kalie M. Maniglia Arbitrator(s): Gloria O. North, Robert Steven Haught, Marisol Puga Hearing Site: Boca Raton, FL
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23-00565 | 07/25/2023 | Claimant(s): Donald Dever Claimant Lawyers(s): Gregory S. Sparer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
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22-02990 | 07/25/2023 | Claimant(s): Adam Udy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Walter Steven Schwartz Hearing Site: Las Vegas, NV
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23-01495 | 07/24/2023 | Claimant(s): Benjamin Walker Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Nashville, TN
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23-00296 | 07/24/2023 | Claimant(s): Glenn Siegel, Joy Siegel Claimant Lawyers(s): Christopher L. Lufrano Respondent(s): Lucia Securities Respondent Lawyers(s): Mike West Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
| | Expungement |
22-02663 | 07/24/2023 | Claimant(s): Danny Kamal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA
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22-02968 | 07/24/2023 | Claimant(s): Jefferey B. Lurner, IRA Claimant Lawyers(s): Jefferey B. Lurner Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | $0 |