23-00222 | 10/05/2023 | Claimant(s): Eric Rapczyk Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Matthew Fernandez Konigsberg, A. Rene Hollyer, Andrew Brindle Hearing Site: New York, NY
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23-01146 | 10/05/2023 | Claimant(s): Leon Almeida Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): MML Investors Services, MSI Financial Services. Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ
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18-02134 | 10/05/2023 | Claimant(s): Rocky Vista University, Yife Tien Irrevocable Dynasty Trust Claimant Lawyers(s): Jonathan B. Butler Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, Intl Fcstone Financial Inc. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Meah Rothman Tell, Seth L. Finkel, Nanci Sondra Landy Hearing Site: Miami, FL
| | $0 |
22-02237 | 10/05/2023 | Claimant(s): Angel Canabal Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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23-02022 | 10/03/2023 | Claimant(s): Charles Teixeira Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
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22-02882 | 10/03/2023 | Claimant(s): Charla Duncan Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
| | Expungement |
23-01305 | 10/03/2023 | Claimant(s): Gregory Benner Claimant Lawyers(s): Harris Freedman Respondent(s): Natcity Investments. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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23-00255 | 10/02/2023 | Claimant(s): Landon Troyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Jenny Yuan Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE
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23-01239 | 10/02/2023 | Claimant(s): DawnMarie Corneau Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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