22-02159 | 10/20/2023 | Claimant(s): Hyder Cheema Claimant Lawyers(s): Hyder Cheema Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Christopher M. McMurray Hearing Site: Washington, DC
| | Dismissed by Rule 12212© |
23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano Hearing Site: New York, NY
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23-00152 | 10/19/2023 | Claimant(s): Jenny Arnot Claimant Lawyers(s): Jenny Arnot Respondent(s): Daniel Baldwin, Morgan Stanley Respondent Lawyers(s): Suzette J. Barnes Arbitrator(s): Philip Alan Johnson Hearing Site: Portland, OR
| | $0 |
23-01236 | 10/19/2023 | Claimant(s): Kenneth Stern Claimant Lawyers(s): Robert Moses Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Barbara M. Zak Hearing Site: San Diego, CA
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22-00198 | 10/19/2023 | Claimant(s): Elizabeth Darley, Louise Hindert, Martha Jones 1999 GST UA dtd 01/25/99, Martha W. Jones Trust U/A DTD 01/25/99 Claimant Lawyers(s): Jared Levy Respondent(s): Robert W. Baird & Co. Incorporated, Michael Coombe, Tucker Coombe Respondent Lawyers(s): Culver V. Halliday, David S. Bloomfield, Robert P. Johnson Arbitrator(s): Michael L. Lyons, Joseph R Soraghan, David S. Blessing Hearing Site: Cincinnati, OH
| | $2,658,900 |
22-02585 | 10/19/2023 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-02213 | 10/18/2023 | Claimant(s): Michael Ott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin Brooks Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO
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23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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22-02461 | 10/18/2023 | Claimant(s): Clarissa Stecher, Deb Wanner, Donald Wanner, Jean Wanner, Joe Stecher, Rhonda Scheetz Claimant Lawyers(s): J. Owen Murrin Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Hilary D. Wells Arbitrator(s): John J. Fitzpatrick, Michael D. Briggs, Richard Beens Hearing Site: Bismarck, ND
| | $0 |
23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK
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