| 22-02159 | 10/20/2023 | Claimant(s): Hyder Cheema
Claimant Lawyers(s): Hyder Cheema
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
|  | Dismissed by Rule 12212© |
| 23-00406 | 10/19/2023 | Claimant(s): Christopher Ortiz
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Leona Beane, Gerald M. Levine, Matthew Anthony Tenteromano
Hearing Site: New York, NY
| | |
| 23-00152 | 10/19/2023 | Claimant(s): Jenny Arnot
Claimant Lawyers(s): Jenny Arnot
Respondent(s): Daniel Baldwin, Morgan Stanley
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Philip Alan Johnson
Hearing Site: Portland, OR
| | $0 |
| 23-01236 | 10/19/2023 | Claimant(s): Kenneth Stern
Claimant Lawyers(s): Robert Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
| | |
| 22-00198 | 10/19/2023 | Claimant(s): Elizabeth Darley, Louise Hindert, Martha Jones 1999 GST UA dtd 01/25/99, Martha W. Jones Trust U/A DTD 01/25/99
Claimant Lawyers(s): Jared Levy
Respondent(s): Robert W. Baird & Co. Incorporated, Michael Coombe, Tucker Coombe
Respondent Lawyers(s): Culver V. Halliday, David S. Bloomfield, Robert P. Johnson
Arbitrator(s): Michael L. Lyons, Joseph R Soraghan, David S. Blessing
Hearing Site: Cincinnati, OH
| | $2,658,900 |
| 22-02585 | 10/19/2023 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 22-02213 | 10/18/2023 | Claimant(s): Michael Ott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin Brooks
Arbitrator(s): Kim L. Kirn
Hearing Site: St. Louis, MO
| | |
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta
Claimant Lawyers(s): Chad Weaver
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 22-02461 | 10/18/2023 | Claimant(s): Clarissa Stecher, Deb Wanner, Donald Wanner, Jean Wanner, Joe Stecher, Rhonda Scheetz
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Hilary D. Wells
Arbitrator(s): John J. Fitzpatrick, Michael D. Briggs, Richard Beens
Hearing Site: Bismarck, ND
| | $0 |
| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Joseph Hobbs
Respondent Lawyers(s): Joseph Gregory Hobbs
Arbitrator(s): Andrea U. Calve
Hearing Site: Oklahoma City, OK
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