| 23-02320 | 07/01/2024 | Claimant(s): Daniel Wise
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kristi E. Jacques
Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne
Hearing Site: New York, NY
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| 23-00813 | 07/01/2024 | Claimant(s): Kristine Winger Ottomano, Peter Ottomano
Claimant Lawyers(s): William M. Pinzler
Respondent(s): John Barrett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $0 |
| 23-02844 | 06/27/2024 | Claimant(s): Rodrigue Lors
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): National Securities Corporation, Wilmington Capital Securities
Respondent Lawyers(s): Dennis Lee, Emily A. Hayes
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 24-00033 | 06/27/2024 | Claimant(s): Francisco Torres
Claimant Lawyers(s): Francisco Torres
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY
| | $0 |
| 21-00608 | 06/26/2024 | Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
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| 23-01317 | 06/25/2024 | Claimant(s): Estate of Lynn A. Ryan
Claimant Lawyers(s): Mildred C. Ryan
Respondent(s): Derek Visslailli, TD Ameritrade.
Respondent Lawyers(s): Derek Visslailli, Frank J. Cuccio
Arbitrator(s): Robert Elliot Harrison, Roy Lukins Rowsell, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 23-02781 | 06/18/2024 | Claimant(s): Gary Nuccio, Matthew Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
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| 23-02976 | 06/18/2024 | Claimant(s): Bryan Rosen
Claimant Lawyers(s): Anthony D. Green
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Arthur Neil Tolciss, Susan Romano, Andrew Robert Kosloff
Hearing Site: New York, NY
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| 24-00039 | 06/18/2024 | Claimant(s): Luca Laino
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 22-02539 | 06/17/2024 | Claimant(s): Simon Andriesz
Claimant Lawyers(s): Neal Brickman
Respondent(s): Jean Aubin, Mark Webster, Cantor Fitzgerald & Co., Paul Pion, William Shields, BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Robert J. Kheel, Geoffrey M. Elkind, Dakota Shawn Harbison
Hearing Site: New York, NY
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