Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04109 | 08/12/2022 | Claimant(s): Hilary Diaz Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY |  | Expungement |
| 22-00540 | 08/09/2022 | Claimant(s): Cerise Chisholm Claimant Lawyers(s): Cerise Chisholm Respondent(s): Robinhood Securities Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | | $600 |
| 21-01424 | 08/05/2022 | Claimant(s): Helen Esposito, John Esposito Claimant Lawyers(s): Paul Radvany Respondent(s): Zachary Armstrong, Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | | $42,557 |
| 18-04277 | 08/01/2022 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Clifford Stober, Douglas Summer, Martin Halbfinger, William Rose Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Hearing Site: New York, NY | ||
| 20-03230 | 08/01/2022 | Claimant(s): Ryan Faley Claimant Lawyers(s): William M. Dailey Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso Arbitrator(s): Serge Krimnus Hearing Site: New York, NY | ||
| 21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Halcyon Cabot Partners, Ltd. Respondent Lawyers(s): Michael S. Segal Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria Hearing Site: New York, NY | ||
| 21-02828 | 07/27/2022 | Claimant(s): Eric Schmidt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 21-02845 | 07/22/2022 | Claimant(s): Seth Marcus Claimant Lawyers(s): Kurt Kalberer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Robert S. Whitman Respondent(s): Carl Buhr Respondent Lawyers(s): Edgar Rivera Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg Hearing Site: New York, NY | ||
| 21-02874 | 07/15/2022 | Claimant(s): Joseph Medina Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): McClellon D. Cox, III Arbitrator(s): David John Reilly Hearing Site: New York, NY |