| 11-01477 | 02/24/2012 | Claimant(s): Morgan Keegan & Company., Susan Schmelzer
Claimant Lawyers(s): Marc S Dobin
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Hallie B. Levin
Arbitrator(s): Robert A. Cohen
Hearing Site: New York, NY
| | $0 |
| 11-02581 | 02/24/2012 | Claimant(s): Ignazio Baiamonte, Ignazio Baiamonte IRA, Baiamonte Family 2008 Irrevocable Trust
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Edward Scro, James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): Edward Francis Scro, James C. Gaul, James Carl Gaul, Jeffrey Rachlin
Arbitrator(s): Martin Jay Siegel, Joseph A. Forgione, Gary W. Sherbell
Hearing Site: New York, NY
|  | $901,750 |
| 10-01208 | 02/23/2012 | Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
| | $0 |
| 10-00547 | 02/23/2012 | Claimant(s): Pamela Wolf
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Luis Marino, Steven Goldfarb
Respondent Lawyers(s): Jonathan Sack, Robert M. Van De Veire
Arbitrator(s): William A. Hohauser, John J. Vesey, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 11-03185 | 02/22/2012 | Claimant(s): Irene Gilmore
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | $425 |
| 10-04496 | 02/16/2012 | Claimant(s): Peter Bilden
Claimant Lawyers(s): Eric R. Stern
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): David I. Goldblatt, Alvin Green, Robert L. Herskovits
Hearing Site: New York, NY
| | $0 |
| 11-02435 | 02/14/2012 | Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Alfonse Stazzone
Respondent Lawyers(s): Alfonse Joseph Stazzone
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | $0 |
| 09-06047 | 02/10/2012 | Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Edward Goetz, Phillip Goetz
Respondent Lawyers(s): Craig H. Riha
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 10-00220 | 02/08/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Robert Chester
Respondent Lawyers(s): W. Hubert Plummer
Arbitrator(s): Daniel B. Berkson, Mitchell S. Friedman, Judith Fields Jurney
Hearing Site: New York, NY
| | $0 |
| 10-02642 | 02/08/2012 | Claimant(s): John Buckmaster
Claimant Lawyers(s): James G. Marsh
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | $0 |
