| 10-03173 | 03/14/2012 | Claimant(s): Joseph Ditillo
Claimant Lawyers(s): Joseph Ditillo
Respondent(s): Christopher Caufield, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William G. Binckes, Peter A. Goldman, Anthony Charles Ginetto
Hearing Site: New York, NY
|  | $0 |
| 10-01522 | 03/13/2012 | Claimant(s): Robert Schulz IRA
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 10-01922 | 03/13/2012 | Claimant(s): Narayan Madisetti
Claimant Lawyers(s): Richard M. Duignan
Respondent(s): OptionsXpress.
Respondent Lawyers(s): James M. Moriarty
Arbitrator(s): David F. Greenberg, Brian J. Burstin, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | $16,500 |
| 10-00637 | 03/09/2012 | Claimant(s): Bristol Investment Fund, Ltd.
Claimant Lawyers(s): Thomas J. Fleming
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Christine Costigan, Lowell D. Johnston, John Franklin Udochi
Hearing Site: New York, NY
| | $0 |
| 10-02866 | 03/07/2012 | Claimant(s): Jimmy Kuhn
Claimant Lawyers(s): David Marek
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amy Ventry-Kagan
Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton
Hearing Site: New York, NY
| | $0 |
| 10-01021 | 03/06/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): James Kingsbury
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Christine Costigan
Hearing Site: New York, NY
| | $0 |
| 11-02046 | 03/05/2012 | Claimant(s): Phil Henningsen
Claimant Lawyers(s): Philip C Henningsen
Respondent(s): Madison Trading
Respondent Lawyers(s): Samuel Baruki Cohen
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 09-04797 | 02/29/2012 | Claimant(s): Cutler Group, DC Trading Partners L.L.C., Everest Trading, MOG Capital L.L.C., Vtrader Pro
Claimant Lawyers(s): Martin P. Russo
Respondent(s): Joseph Pires, Kellogg Capital Group LLC, Kellogg Capital Markets, US Clearing Corp
Respondent Lawyers(s): George Brunelle, Michael H. Ference
Arbitrator(s): Douglas F. Stone, Christina Kallas, Sam Antar
Hearing Site: New York, NY
| | $0 |
| 10-03600 | 02/27/2012 | Claimant(s): Ceros Financial Services.
Claimant Lawyers(s): Mitchell E. Herr
Respondent(s): Frank Heinemann, Mark Fidelak, Sebastian Ullmann
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): David Hirschberg, David I. Goldblatt, Barbara Sullivan-Parry
Hearing Site: New York, NY
| | $0 |
| 09-06242 | 02/24/2012 | Claimant(s): Susan O'Rourke
Claimant Lawyers(s): Andrea M. Paparella
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Paul S. Biederman, Walter M. Schackman, Joshua Mark Zucker
Hearing Site: New York, NY
| | $0 |
