| 11-01473 | 05/25/2012 | Claimant(s): Manfred Wetzel
Claimant Lawyers(s): Manfred Wetzel
Respondent(s): Paul Levi
Respondent Lawyers(s): Paul Levi
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
|  | $183,155 |
| 11-03094 | 05/25/2012 | Claimant(s): DCG & T FBO Elliott Zimmerman/IRA Elliot
Claimant Lawyers(s): Elliott Zimmerman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $225 |
| 11-01566 | 05/24/2012 | Claimant(s): James Sideris
Claimant Lawyers(s): Konstantinos Volakos
Respondent(s): John Kakonikos, Kostas Tsamos
Respondent Lawyers(s): John B. Kakonikos, Kostas Tsamos
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | $0 |
| 11-01939 | 05/24/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Christopher Lee
Respondent Lawyers(s): Christopher Jung Lee
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | $0 |
| 11-02655 | 05/23/2012 | Claimant(s): Edwin Forte
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): David Isolano, Max International Broker/Dealer
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Joseph B. Russell, Robert S. Getman, David A. Schwarz
Hearing Site: New York, NY
| | $0 |
| 11-04017 | 05/22/2012 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Thomas Tartaglia
Respondent Lawyers(s): Thomas Lewis Tartaglia
Arbitrator(s): Michael H. DuBoff, Arnold Wagner, Murray Cwass
Hearing Site: New York, NY
| | $0 |
| 10-03660 | 05/21/2012 | Claimant(s): Danny Spiegel, Gaurav Lall, Tamir Shabat
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Reuven Enterprises Securities Division,, Synergy Investment Group
Respondent Lawyers(s): Ian J. Frimet, Marci Goldstein Kokalas, Esq.
Arbitrator(s): Lise Gabrielle Hunter, Susan Manca, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 11-04228 | 05/21/2012 | Claimant(s): Joseph A. Graziose & Florence M. Hechtel
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Alvin Green
Hearing Site: New York, NY
| | $24,875 |
| 11-02686 | 05/17/2012 | Claimant(s): John Dadd
Claimant Lawyers(s): John Dadd
Respondent(s): Fiserv Investor Services.
Respondent Lawyers(s): Michael Gordon
Arbitrator(s): Susan C. Lushing, Richard D. Gueren, Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 09-06361 | 05/17/2012 | Claimant(s): The Estate of George T. Arns, The Arns Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Frank Delli Carpini, Pershing LLC, UBS Financial Services Inc., Belle Haven Investments, L.P.
Respondent Lawyers(s): Amy B. Bard, Garry Lischin, Matthew Tracy
Arbitrator(s): Kinchen C. Bizzell, Saul Scheier, Ellyn S. Roth
Hearing Site: New York, NY
| | $0 |
