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FINRA Awards for Murray Cwass

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0401705/22/2012Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James E. Siegel
Respondent(s): Thomas Tartaglia
Respondent Lawyers(s): Thomas Lewis Tartaglia
Arbitrator(s): Michael H. DuBoff, Arnold Wagner, Murray Cwass
Hearing Site: New York, NY

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