| 12-03920 | 05/13/2013 | Claimant(s): Dean Wiltshire, Jerret Brantley, Pauline Rhiney
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Robert Van Zandt
Respondent Lawyers(s): Robert Henry Van Zandt
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
|  | $52,762 |
| 12-00835 | 05/10/2013 | Claimant(s): Supplemental Needs Trust
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 11-02043 | 05/09/2013 | Claimant(s): Tracy Landow
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Goldman, Sachs and Company, John Blondel
Respondent Lawyers(s): Mark Cohen
Arbitrator(s): Fern Sue Reidman, April D. Bowie, Susan Manca
Hearing Site: New York, NY
| | $1,647,910 |
| 11-00119 | 05/08/2013 | Claimant(s): Jason Roth
Claimant Lawyers(s): David Marek
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore
Hearing Site: New York, NY
| | $0 |
| 11-01476 | 05/08/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Michael Boylan
Respondent Lawyers(s): Michael Boylan
Arbitrator(s): Charles L. Henderson, Howard L. Sobel, Veera V. Konka
Hearing Site: New York, NY
| | $0 |
| 11-03545 | 05/08/2013 | Claimant(s): Martin Teevan
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti
Hearing Site: New York, NY
| | $0 |
| 12-01476 | 05/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jeff Zimmerman
Respondent(s): James Kenny
Respondent Lawyers(s): James M. Kenny
Arbitrator(s): Robert L. Nisely, Leah R. Marks, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 10-05618 | 05/08/2013 | Claimant(s): Cheryl Star
Claimant Lawyers(s): David M. White
Respondent(s): John Magnesio, UBS Financial Services Inc., Steven Kyriakos
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Sandra J. Mullings, Madelyn A. Levy, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
| 12-01186 | 05/08/2013 | Claimant(s): Lillian Sherdal, Victor Zackay
Claimant Lawyers(s): Douglas J. Varga
Respondent(s): Wells Fargo Advisors, Jason Kubica, John Kubica
Respondent Lawyers(s): Alan S. Raftman
Arbitrator(s): Marguerite B. Filson, Jill I. Gross, Robert G. O'Brien
Hearing Site: New York, NY
| | $0 |
| 12-02685 | 05/07/2013 | Claimant(s): Michael Pinsent, Susan Kelly
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Robert Kennedy
Respondent Lawyers(s): Robert Joseph Kennedy
Arbitrator(s): David E. Robbins
Hearing Site: New York, NY
| | $325 |
