| 23-02255 | 01/24/2024 | Claimant(s): David Warshaw
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Abe I. Borenstein, Charles Platto, John Warner Lowe
Hearing Site: New York, NY
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| 23-01480 | 01/24/2024 | Claimant(s): Cenk Kozulcali
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
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| 23-03107 | 01/23/2024 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Saumeu P. Mauch
Respondent(s): Leonardo Hernandez
Respondent Lawyers(s): Leonardo Hernandez
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
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| 23-01706 | 01/18/2024 | Claimant(s): Brian Farkas
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 23-01023 | 01/12/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano
Hearing Site: New York, NY
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| 23-02637 | 01/11/2024 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Hunt Ricker
Respondent(s): Seth Horowitz
Respondent Lawyers(s): Seth Horowitz
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 23-01272 | 01/11/2024 | Claimant(s): James Flood
Claimant Lawyers(s): Joseph L. Calabrese
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Jeffrey Alan Helewitz, Lynne M. Reid-McQueen, Jonathan Abrams
Hearing Site: New York, NY
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| 23-00610 | 01/11/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Jill Pilgrim, Linda J. Baer, Stefanie Stannard
Hearing Site: New York, NY
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| 23-00695 | 01/04/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss
Hearing Site: New York, NY
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| 23-01606 | 12/29/2023 | Claimant(s): Kenneth Bonal
Claimant Lawyers(s): Craig Riha
Respondent(s): J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Susan Romano, Loretta Yin, Jessica Marie Schuett
Hearing Site: New York, NY
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