| 16-02324 | 04/04/2018 | Claimant(s): Robert J. Litsky & Michael Litsky TTEES
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector
Hearing Site: New York, NY
|  | Expungement |
| 17-01371 | 03/30/2018 | Claimant(s): MD Salam
Claimant Lawyers(s): MD Imam Salam
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Joseph R. Brancaleone, David John Reilly
Hearing Site: New York, NY
| | |
| 17-03273 | 03/29/2018 | Claimant(s): Mallory Brenner
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Fern Strauss
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 14-02230 | 03/29/2018 | Claimant(s): SLS Capital, S.A.
Claimant Lawyers(s): Michael Cohen
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Keely D. Parr, Denise N. Seegobin, Paul Bennett Marrow
Hearing Site: New York, NY
| | $0 |
| 17-00965 | 03/28/2018 | Claimant(s): Martin Finn
Claimant Lawyers(s): Martin J. Finn
Respondent(s): Brian Cain, Jason Chandler, Kat Koutsantonis, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
| | |
| 17-01643 | 03/28/2018 | Claimant(s): Nadia Kilada
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Eric Hernandez
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Morton S. Bunis, Anna Lascar, Brooks White
Hearing Site: New York, NY
| | $0 |
| 17-02202 | 03/19/2018 | Claimant(s): Gabriel Indihar
Claimant Lawyers(s): Adam Gana
Respondent(s): Fenix Securities
Respondent Lawyers(s): Sarah Chaudhry
Arbitrator(s): Brian J. Burstin, Kathleen Mary Hodge, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 17-00399 | 03/16/2018 | Claimant(s): Taylor Joseph
Claimant Lawyers(s): James W Halter
Respondent(s): Imperial Capital
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Michele S. Riley, Veronica Ann Williams, Cirino M. Bruno
Hearing Site: New York, NY
| | |
| 17-01800 | 03/13/2018 | Claimant(s): William Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Smith Asset Management.
Respondent Lawyers(s): William B. Smith
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 17-01479 | 03/08/2018 | Claimant(s): S2K Financial LLC
Claimant Lawyers(s): Joseph V. Moreno
Respondent(s): John Napoleone
Respondent Lawyers(s): Amy Beckstand
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
