Potomac Analytics' Logo

FINRA Awards for Brian Cain

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0096503/28/2018Claimant(s): Martin Finn
Claimant Lawyers(s): Martin J. Finn
Respondent(s): Brian Cain, Jason Chandler, Kat Koutsantonis, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
17-0195201/16/2018Claimant(s): Brian Cain
Claimant Lawyers(s): David Buffa
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brooks White
Hearing Site: New York, NY

2 Results

Display: